"Building Wealth, Securing Futures – One Investment at a Time."

Lora Elaine

Strategic Financial Advisor

I leverage my experience as a seasoned analyst, investment advisor, and trader to empower you. Together, we'll elevate your financial knowledge, hone your trading skills, and build a stronger trading portfolio as we navigate the global financial landscape.

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My Specialization

Innovative best design and development services

As a skilled Product Designer, I offer a range of services tailored to help you create exceptional digital products and experiences.

about us

Who is Lora E. Carlon?

“Providiing tailored investment strategies to help you grow, manage, and protect your wealth.

With years of experience in the financial industry, I provide personalized investment advice, portfolio management, and financial planning services tailored to your unique financial goals. Whether you're an individual investor or a business, I can help you make informed decisions to maximize returns and minimize risks.

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38+

years experience

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When it comes to managing your investments and securing your financial future, choosing the right adviser is crucial. Here’s why clients trust us:

Why Choose Lora Elaine Carlon Brokerage?

+95%

Technical Analysis (TA)

+96%

Risk Management

+99%

Equity Management

+90%

Data Co-ordination

Expertise & Experience: With decades of experience in the financial sector, we have a deep understanding of market trends, economic shifts, and strategic investment opportunities. Our expertise allows us to guide clients through complex financial decisions with confidence and precision.

Transparency & Trust: Integrity is at the core of our services. We believe in full transparency with our clients—no hidden fees, no conflicts of interest, just clear, honest advice to help you make informed financial decisions. You can trust that we always act in your best interest.

Cutting-Edge Investment Strategies: We leverage data-driven insights, market research, and advanced financial tools to create strategies that maximize returns while minimizing risks. From traditional investment options to emerging opportunities, we stay ahead of the curve to benefit our clients.

Dedicated Support & Guidance: Investing can be overwhelming, but you don’t have to do it alone. We are here to guide you every step of the way, providing ongoing support, market updates, and financial education to empower you in making the right choices.

Experience Overview

State & SRO Registration Experience Timeline

SRO Registration

FINRA

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

Work experience

OPPENHEIMER & CO. INC. (CRD# 249)

2014 - Present (10 years)

OPPENHEIMER & CO. INC. (CRD# 249)

2005 - Present (19 years)

DONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)

2000 - 2000 (< 1 year)

SCHRODER WERTHEIM & CO. INCORP... (CRD# 6112)

1995 - 1995 (< 1 year)

PRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)

1994 - 1995 (< 1 year)

Trust Lora E. Carlon

Personalized Strategies. Transparent Advice. Proven Results.

At the core of our investment advisory services is a commitment to tailored financial strategies that align with your unique goals. We believe in transparency, ensuring you understand every decision and there are no hidden fees—just honest, expert guidance. With a track record of success, we help clients achieve sustainable financial growth through smart, data-driven investments.

Streamline your finances and free up time for what matters most. Schedule a consultation today to learn more!

I'll be your financial partner for life, guiding you towards informed decisions every step of the way. Let's discuss your goals and get started!

Feeling lost with finances? I'll break down complex concepts into clear terms, empowering you to take control. Start your financial journey today - no prior knowledge needed!

Client reviews

See what people are saying about my work

1000+ Happy clients

Work With People And Brands Worldwide.

Lora E. Carlon is a financial rockstar! Her personalized approach and clear explanations helped me understand complex financial concepts and create a retirement plan that gives me peace of mind. I highly recommend her services!

Jenny Wilson

Before working with Lora, I felt lost and unsure about investing. Now, I feel confident in my investment decisions thanks to her strategic guidance and ongoing support. Lora transformed my financial outlook.

David lee

Lora helped my family navigate the complexities of college planning. Her insights and knowledge allowed us to create a strategy that will ensure our children have access to a quality education without breaking the bank.

Emily Garcia

Her dedication to client success is unmatched. Lora goes above and beyond to ensure I'm comfortable with my investments and financial plan. I trust her expertise and feel confident about my financial future.

Charles Miller

Frequently asked questions

Need more info? here are some Frequently Asked Questions

You have different questions? Ask Away!

Take Control of Your Financial Future Today!

An investment adviser provides expert guidance on securities, portfolio management, and financial planning. They help clients develop strategies to grow, protect, and manage their wealth while minimizing risks..

While both offer financial guidance, an investment adviser primarily focuses on managing investments and advising on securities. A financial planner, on the other hand, provides broader financial planning, including budgeting, insurance, estate planning, and retirement strategies.

No, we work with clients of all investment levels. Whether you’re just starting or have a well-established portfolio, we tailor our services to meet your specific financial needs.

We conduct a thorough financial assessment, considering your:

  • Investment goals
  • Risk tolerance
  • Current financial situation Based on this, we create a customized investment plan aligned with your financial aspirations.
  • Time horizon

We regularly monitor and review your portfolio to ensure it aligns with market trends and your evolving financial goals. Reviews can be scheduled quarterly, biannually, or annually, depending on your preferences..

Know Lora E. Carlon Better

We offer a diverse range of investment options, including

  • Stocks & Bonds

  • Mutual Funds & ETFs

  • Real Estate Investments

  • Retirement Accounts (IRA, 401(k), etc.)

  • Alternative Investments (e.g., commodities, hedge funds) Each recommendation is based on your risk tolerance and financial goals.

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Want to get started today? Reach out

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Address

500 WEST MADISON, SUITE 3800, CHICAGO, IL 60661


399 Park Avenue 12th Floor New York, NY 10022, United States

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